Eversheds Sutherland Legal Insights (audio)

Regulatory actions, government investigations and litigation in a post-coronavirus world: Part I - DOJ, SEC and FINRA investigations

Informações:

Sinopsis

Join us for the first webcast in a three-part series related to COVID-19 and its impact on the financial services industry. In this webcast, Eversheds Sutherland Partners Olga Greenberg and Sarah Paul will discuss DOJ, SEC and FINRA investigations involving issues such as: investment scams fake charities price fixing/bid-rigging cybercrime Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) insider trading failures to implement business continuity plans fraud targeting senior investors This is the first in a three-part webcast series about regulatory and government investigations in a post-coronavirus world. The next two will explore SEC and FINRA priorities and customer-initiated litigation. Part II – Monday, April 6, 2020 at 12:00 – 1:00 p.m. ET (Speakers: Eversheds Sutherland attorneys Cliff Kirsch, Brian Rubin and Issa Hanna) Part III – Monday, April 13, 2020 at 12:00 – 1:00 p.m. ET (Speakers: Eversheds Sutherland Partners Bruce Bettigole and Larry Pol