Eversheds Sutherland Legal Insights (audio)

Podcast: Advisers Act Regulatory Series: 2020 First Quarter Update

Informações:

Sinopsis

Join Eversheds Sutherland (US) attorneys Clifford Kirsch, Michael Koffler, John Walsh, Issa Hanna and Bria Adams and Eversheds Sutherland (International) attorney Hannah Jones for the latest in our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast will focus on adviser regulatory developments and examinations and other important trends, including: SEC’s proposed amendments to the adviser advertising and cash solicitation rules   SEC focus on cash sweep programs 2020 ADV update season / hot topics   OCIE cyber risk alert   SEC examination and enforcement update UK regulatory developments