Eversheds Sutherland Legal Insights (audio)

Firms that are dually-registered are subject to special considerations under the SEC’s new Regulation Best Interest when offering both advisory and brokerage accounts.    In this Bottom Line videocast, Clifford Kirsch and Pooja Kohli discuss: the capacity disclosures a dual registrant must make    what Form CRS should look like for dual registrants what dual registrants must consider when making account type recommendations Discover more of the latest legal news and topics discussed by our attorneys by subscribing to the Eversheds Sutherland Legal Insights Podcast Channel. Presenters: Clifford Kirsch | Email | +1.212.389.5052 Pooja Kohli, Litigation Specialist | Email | +1.212.389.5037