Eversheds Sutherland Legal Insights (audio)

Join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, John Walsh, Issa Hanna, Ben Marzouk and Bria Adams for the latest in our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast will focus on adviser regulatory developments and examinations and other important trends, including: SEC’s final standard of conduct rules The Robare ruling regarding "may" disclosures and "willfulness" State securities initiatives   The SEC’s MMI no-action letter – mutual fund prospectus delivery OCIE risk alert on cloud-based storage electronic communications