Eversheds Sutherland Legal Insights (audio)

Podcast - Advisers Act Regulatory Series: 2019 First Quarter Update

Informações:

Sinopsis

Join Eversheds Sutherland (US) attorneys Clifford Kirsch, Michael Koffler, John Walsh, Issa Hanna, Ben Marzouk and Bria Adams and Eversheds Sutherland (International) attorney Hannah Jones for the latest in our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast will focus on adviser regulatory developments and examinations and other important trends, including: the 2019 ADV update season SEC’s Share Class Selection Disclosure Initiative OCIE risk alert on electronic communications update on fiduciary duty initiatives developments regarding custodial practices GDPR and related developments regarding SEC registration of European-based advisers hot topics in the UK – the FCA’s Asset Management Market Study and Brexit   Discover more of the latest legal news and topics discussed by our attorneys by subscribing to the Eversheds Sutherland Legal Insights Podcast Channel.