Eversheds Sutherland Legal Insights (audio)

Podcast - Advisers Act Regulatory Series: 2018 Fourth Quarter Update

Informações:

Sinopsis

On December 6, please join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, Issa Hanna, Bria Adams and Ben Marzouk for the latest in our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast will focus on adviser regulatory developments and examinations and other important trends, including: The SEC staff’s cash solicitation alert Preparing for your firm’s 2019 ADV update Update on fiduciary duty initiatives GIPS 2020 Exam and enforcement developments A look ahead: The 2019 regulatory agenda   Discover more of the latest legal news and topics discussed by our attorneys by subscribing to the Eversheds Sutherland Legal Insights Podcast Channel.